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BFN403

Capital Market & Portfolio Theory

This course introduces students to capital market operations and portfolio performance analysis. It covers core portfolio selection and management topics, including investment risk and returns, potential profitability of various investments, forecasting returns on individual portfolios, and models for evaluating portfolio performance. The course aims to equip students with the knowledge to make informed investment decisions and understand the intricacies of risks and returns in capital market operations.

About this course

Difficulty
Intermediate
Study hours
60 hours
Maths
Intermediate
Content
Theoretical, case study
Practical work
No
How it is assessed
  • Assignments
  • Tutor Marked Assignments
  • Final Examination

One paragraph, so you can see how it reads

BFN403 · UNIT 1 OVERVIEW OF THE CAPITAL MARKET

In the secondary markets, existing securities are sold and bought among investors or traders, usually on an exchange, over-the-counter, or elsewhere. The existence of secondary markets increases the willingness of investors in primary markets, as they know they are likely to be able to swiftly cash out their investments if the need arises.

What you should be able to do

  1. Understand capital market operations
  2. Analyze portfolio performance
  3. Evaluate investment risks and returns
  4. Apply security analysis techniques
  5. Assess bond values
  6. Make informed investment decisions

What it prepares you for

Careers
  • Financial Analyst
  • Portfolio Manager
  • Investment Banker
  • Stockbroker
Where it is applied
  • Banking
  • Investment Management
  • Insurance
  • Financial Consulting

Where it gets hard

The units students slow down on, and what makes each one heavy.

  • Module 3:

    Unit 4: Bond Valuation and Analysis

    Involves complex calculations of bond values and yields, requiring a strong understanding of financial mathematics and market dynamics.

  • Module 4:

    Unit 2: International Transactions and Currency Values

    Requires understanding of international economics, currency exchange rates, and the balance of payments, which can be challenging for students without a background in these areas.

A suggested way through it

Suggested

13 weeks, about 52 hours in total. Yours will differ.

  1. Week 1Module 1:
    • Unit 1: Overview of the Capital Market · 4 hours

      Define capital markets and differentiate between money and capital markets.. Discuss the forces reshaping financial institutions and services..

  2. Week 2Module 1:
    • Unit 2: The Investment Setting · 4 hours

      Explain the meaning of investment and compare different investment alternatives.. Analyze the effects of inflation on common stock values..

  3. Week 3Module 1:
    • Unit 3: Investment Return · 4 hours

      Understand the concept of return and its components.. Calculate capital gains and losses on investments..

  4. Week 4Module 1:
    • Unit 4: Risks on Investments · 4 hours

      Discuss the concept of risk and its relationship with return.. Identify various risks associated with different investment instruments..

  5. Week 5Module 2:
    • Unit 1: Investing in Common Stocks · 4 hours

      Explain the appeal of common stocks and their potential for capital gains.. Discuss the pros and cons of stock ownership..

  6. Week 6Module 2:
    • Unit 2: Buying and Selling of Common Stocks · 4 hours

      Describe the process of buying and selling common stocks.. Understand how to read stock quotes and calculate transaction costs..

  7. Week 7Module 2:
    • Unit 3: Evaluation of Common Stocks · 4 hours

      Discuss the rationale behind evaluating common stocks.. Understand the sources of common stock value and the impact of dividend payments..

  8. Week 8Module 3:
    • Unit 1: Security Analysis · 4 hours

      Explain the principles of security analysis and its application in efficient markets.. Discuss the importance of economic and industry analysis..

  9. Week 9Module 3:
    • Unit 2: Investing in Fixed-Income Securities · 4 hours

      Describe the process of investing in fixed-income securities.. Analyze the advantages and disadvantages of bond investments..

  10. Week 10Module 3:
    • Unit 3: Bond Investment · 4 hours

      Discuss the primary investment interests in bonds.. Understand the relationship between bond prices and interest rates..

  11. Week 11Module 3:
    • Unit 4: Bond Valuation and Analysis · 4 hours

      Explain the basic principles guiding bond valuation.. Analyze the factors that influence bond prices and yields..

  12. Week 12Module 3:
    • Unit 5: Preferred Stocks and Convertible Securities · 4 hours

      Describe the nature of preferred stocks and their advantages and disadvantages.. Understand the rights of preferred stockholders..

  13. Week 13Module 4:
    • Unit 1: Marketability, Default Risk and Call Privileges · 4 hours

      Explain marketability, default risk, and call privileges in capital markets.. Understand the implications of liquidity and illiquidity..

Preparing for the exam

What to do
  • Review all Tutor-Marked Assignments (TMAs) and their solutions.
  • Create summaries of key concepts and formulas from each unit.
  • Practice numerical problems related to bond valuation and portfolio performance.
  • Focus on understanding the relationship between risk and return.
  • Study the different types of investment instruments and their characteristics.

Questions students ask about this course

What is BFN403 about?

This course introduces students to capital market operations and portfolio performance analysis. It covers core portfolio selection and management topics, including investment risk and returns, potential profitability of various investments, forecasting returns on individual portfolios, and models for evaluating portfolio performance. The course aims to equip students with the knowledge to make informed investment decisions and understand the intricacies of risks and returns in capital market operations.

How many units does BFN403 have?

BFN403, Capital Market & Portfolio Theory, has 14 units across 4 modules, over 145 pages of course material. You can read it one unit at a time.

How many credit units is BFN403?

BFN403 carries 3 credit units, at 400 level in Management Sciences.

Is BFN403 hard?

BFN403 is rated intermediate level, with intermediate mathematical content. It is mostly theoretical and case study work.

How long does BFN403 take to study?

About 60 hours of study, spread across its 14 units.

How is BFN403 assessed?

BFN403 is assessed by Assignments, Tutor Marked Assignments and Final Examination.

What can I do with BFN403?

Financial Analyst, Portfolio Manager, Investment Banker and Stockbroker.

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